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Participant Notices, CFTC Filings & Product Certifications

In order to provide a transparent regulatory framework for market users, GFI Swaps Exchange LLC publishes and maintains its own set of rules.

Rulebook

 
PDF Table  GFI Swaps Exchange LLC Rulebook  Nov 06, 2015

Participant Notices

PDF Table  Notice 16-7: Straight Through Processing Jul 14, 2016
PDF Table  Notice 15-1: Block Trade Treatment of Package Transactions  Aug 06, 2015
PDF Table  Notice 14-18: 2015 Holiday Closures   Dec 23, 2014
PDF Table Notice 14-17: Modifications to Fee Schedule   Dec, 3, 2014
PDF Table  Notice 14-16: Fee Schedule Revisions Nov 11, 2014
PDF Table  Notice 14-15: Rulebook Amendments   Oct 17, 2014
PDF Table  Notice 14-14: New Fee Schedule  Sept 23, 2014
PDF Table  Notice 14-13: Holiday Closures July 03, 2014
PDF Table  Notice 14-12: Revised Fee Schedule July 01, 2014
PDF Table  Notice 14-11: Amended Rulebook and CDS Error Policy Jun 11, 2014
PDF Table  Notice 14-10: Rulebook Amendments Jun 05, 2014
PDF Table  Notice 14-9: Submission of Participants' Disclosure Documents May 21, 2014
PDF Table  Notice 14-8: Revised Fee Schedule May 06, 2014
PDF Table  Notice 14-7: Rulebook Amendments Apr 07, 2104
PDF Table  Notice 14-6: Amended Rulebook Mar 26, 2014
PDF Table  Notice 14-5: Submission of Participants' Financials Feb 27, 2014
PDF Table  Notice 14-4: Revised Fee Schedule Feb 27, 2014
PDF Table  Notice 14-3: Revised Rulebook Feb 20, 2014
PDF Table  Notice 14-2R: USD IRS Market Maker Incentive Program Mar 05, 2014
PDF Table  Notice 14-2: USD IRS Market Maker Incentive Program Feb 05, 2014
PDF Table  Notice 14-1: Changes to post-trade protocols for credit default swaps Jan 28, 2014
PDF Table  Notice 13-0012: Revised Rule 507(c) Dec 20, 2013
PDF Table  Notice 13-0011: Rulebook Amendments Dec 20, 2013 
PDF Table  Notice 13-0010: IRS Sponsored Access Incentive Program Dec 16, 2013 
PDF Table  Notice 13-0009: Revised Fee Schedule Dec 17, 2013
PDF Table  Notice 13-0008: Revised Rulebook Dec 11, 2013
PDF Table  Notice 13-0006: Holiday Schedule Nov 27, 2013

CFTC Filings

PDF Table  Confidential Rule Submission 2016-03-  Jun 08, 2016 
PDF Table  Submission 15-0007: Matching Session Description    Sep 30, 2015
PDF Table  Submission 15-0006R: Rulebook Amendments    Oct 13, 2015
PDF Table  Submission 15-0006: Rulebook Amendments    Sep 30, 2015
PDF Table  Submission 15-0005R: Rulebook Amendments    Aug 25, 2015
PDF Table  Submission 15-0005: Rulebook Amendments   Aug 14, 2015
PDF Table  Submission 15-0004: Rulebook Amendments  Aug 06, 2015
PDF Table  Submission 15-0003: Modifications to Fee Schedule   May 13, 2015
PDF Table  Submission 15-0002 - Rule Amendment Apr 15, 2015
PDF Table  Submission 15-0001: Rulebook Amendments Mar 05, 2015
PDF Table  Submission 14-0024PW: Rulebook Amendments Jan 26, 2015
PDF Table  Submission 14-0024: Rulebook Amendments   Jan 26, 2015
PDF Table  Submission 14-0022: 2015 Holiday Closures Dec 23, 2014
PDF Table  Submission 14-0021: Modification of Fee Schedule  Dec 03, 2014 
PDF Table  Submission 14-0020: Fee Schedule Revisions Nov 11, 2014
PDF Table  Submission 14-0019: Rule Amendment Oct 17, 2014
PDF Table  Submission 14-0018PW: Partial Withdrawal of Rulebook Amendment Oct 17, 2014
PDF Table  Submission 14-0018: Rulebook Amendments Oct 17, 2014
PDF Table  Submission 14-0017: Agricultural Swaps Certification Sept 23, 2014
PDF Table  Submission 14-0016: New Fee Schedule   Sept 23, 2014
PDF Table  Submission 14-0015: Holiday Closures   July 03, 2014
PDF Table  Submission 14-0014: Revised Fee Schedule   July 01, 2014
PDF Table  Submission 14-0013: Amended Rule 1001(c)   July 01, 2014
PDF Table  Submission 14-0012: Amended Rulebook and CDS Error Policy Jun 11, 2014
PDF Table  Submission 14-0011: Amended Rulebook   Jun 02, 2014
PDF Table  Submission 14-0010: Revised Fee Schedule May 06, 2014
PDF Table  Submission 14-0009: iBoxx Standardized TRS Indices Certification   Apr 09, 2014
PDF Table  Submission 14-0008: Amended Rulebook Apr 07, 2014
PDF Table  Submission 14-0007: Amended Rulebook Mar 26, 2014
PDF Table  Submission 14-0006: Power Options Certification Mar 13, 2014
PDF Table  Submission 14-0005: Amendments to Natural Gas Options Contract Specification Mar 10, 2014
PDF Table  Submission 14-0004: Revised Fee Schedule Feb 27, 2014
PDF Table  Submission 14-0003: Withdrawal of 507(c) and Portion of 14-0002 Feb 20, 2014
PDF Table  Submission 14-0002: Revised Rulebook Feb 20, 2014
PDF Table  Submission 14-0001: USD IRS Market Maker Incentive Program Feb 20, 2014
PDF Table  Submission 14-0001RA: USD IRS Market Maker Incentive Program Mar 05, 2014
PDF Table  Submission 14-0001R: USD IRS Market Maker Incentive Program Feb 07, 2014
PDF Table  Submission 13-0012: Revised Rule 507(c) Dec 20, 2013
PDF Table  Submission 13-0011: Rulebook Amendments Dec 20, 2013
PDF Table  Submission 13-0010S: Supplemental Filing to IRS SA Program Dec 16, 2013
PDF Table  Submission 13-0010: IRS Sponsored Access Incentive Program Dec 16, 2013
PDF Table  Submission 13-0009: Revised Fee Schedule Dec 17, 2013
PDF Table  Submission 13-0008: Revised Rulebook Dec 11, 2013
PDF Table  Submission 13-0007S: Supplemental Filing to Markit CDX MM Incentive Program Dec 11,2013
PDF Table  Submission 13-0007: Markit CDX Market Maker Incentive Program Dec 05, 2013
PDF Table  Submission 13-0005: Amendment to Rule 509(c) Nov 26, 2013
PDF Table  Submission 13-0004: Modifications to Fee Schedule Nov 26, 2013
PDF Table  Submission 13-0003: Rulebook Amendments Oct 31, 2013
PDF Table  Notice of Reliance on CFTC No-Action Letter 13-62 Oct 10, 2013
PDF Table  Submission 13-0002: Amended Rulebook Oct 03, 2013
PDF Table  Submission 13-0001: Modifications to Fee Schedule Oct 02, 2013

Product Certifications

PDF Table  Certification of Agricultural Swaps   Sept 23, 2014
PDF Table  Certification of iBoxx Standardized TRS Indices   Apr 09, 2014
PDF Table  Certification of Power Options Mar 13, 2014
PDF Table  Certification of ERCOT Ancillary Services Swaps Nov 05, 2013
PDF Table  Certification of European Power Swaps Oct 17, 2013
PDF Table  Certification of Freight Swaps & Freight Options Oct 17, 2013 
PDF Table  Certification of Iron Ore, Coal & Fuel Oil Swaps Oct 17, 2013 
PDF Table  Certification of Precious Metals Options Oct 17, 2013 
PDF Table  Withdrawal of Certain Certifications Oct 07, 2013
PDF Table  Certification of BRL IRS (FTF-FRAs) Sep 29, 2013
PDF Table  Certification of CLP Inflation Swaps & Forward Sep 29, 2013 
PDF Table  Certification of CLP IRS FTF, Basis & FRAs  Sep 29, 2013 
PDF Table  Certification of COP Inflation Swap & Forward   Sep 29, 2013 
PDF Table  Certification of COP IRS FTF, Basis & FRAs   Sep 29, 2013
PDF Table  Certification of Exotic FXO Sep 29, 2013 
PDF Table  Certification of MXN IRS FTF, Basis & FRAs   Sep 29, 2013 
PDF Table  Certification of MXN UDI Swaps   Sep 29, 2013 
PDF Table  Amended Certification of Nat Gas Options Mar 10,2014
PDF Table  Certification of Nat Gas Options   Sep 29, 2013 
PDF Table  Certification of Nat Gas Swap   Sep 29, 2013
PDF Table  Certification of NDFs   Sep 29, 2013 
PDF Table  Certification of NDX Var Swap   Sep 29, 2013 
PDF Table  Certification of Power Swap   Sep 29, 2013 
PDF Table  Certification of Russell 1000 Var Swap Sep 29, 2013 
PDF Table  Certification of S&P 500 Var Swap   Sep 29, 2013 
PDF Table  Certification of S&P/TSX Dividend Swap Sep 29, 2013 
PDF Table  Certification of S&P/TSX Var Swaps   Sep 29, 2013 
PDF Table  Certification of Swaptions   Sep 29, 2013 
PDF Table  Certification of Vanilla FXO   Sep 29, 2013 
PDF Table  Certification of CDS Index CDX & iTraxx Sep 29, 2013
PDF Table  Certification of Credit Options & Exotic Credit Options Sep 29, 2013 
PDF Table  Certification of EURO EURIBOR IRS Sep 29, 2013
PDF Table  Certification of GBP LIBOR IRS    Sep 29, 2013 
PDF Table  Certification of JPY LIBOR IRS Sep 29, 2013 
PDF Table  Certification of Uncleared CDS Sep 29, 2013
PDF Table  Certification of USD Libor IRS   Sep 29, 2013