Swap Dealer External Business Conduct Disclosure Service
GFI provides this service on behalf of certain swaps dealers for compliance with Commodity Futures Trading Commission (CFTC) regulation 23.431. GFI clients should verify any information and address any questions regarding the information below directly with the counterparty institution.
EBCS: Your pre-trade mid-market mark (“PTMMM”) is available on the Quote Details page.
Please see below for institution specific Regulatory Disclosures links:
Bank of America Merrill Lynch
http://vtm.bankofamerica.com/vtm/DoddFrank/AddlDoddFrankDisclosures.do
BNP Paribas
http://globalmarkets.bnpparibas.com/gm/home/BNPP_DF_Disclosures.pdf
Citi
http://www.citivelocity.com/citiportal/#go/DoddFrankMaterialDisclosures
Credit Suisse
http://plus.credit-suisse.com
Goldman Sachs
http://360.gs.com/go/doddfrank-disclosure
HSBC
http://www.hsbcnet.com/dodd-frank-ebc
JP Morgan Chase
http://www.jpmorgan.com/pages/disclosures
Morgan Stanley
http://ny.matrix.ms.com/matrix/portal/docs/?lol=11390
RBS
http://www.rbs.com/mibdisclosures
Societe Generale
http://swapdisclosure.sgcib.com
Standard Chartered
http://wholesalebanking.standardchartered.com/en/capabilities/financialmarkets/Pages/doddfrankdisclosures.aspx
