William Shields

Compliance North America

Mr. Shields joined GFI in 2002 from Tucker Anthony, Inc., where he was Vice President of Compliance. As Compliance Officer at GFI he has overall responsibility for ensuring GFI complies with regulatory requirements and that employees are complying with internal policies and procedures. Mr. Shields has over 7 years compliance and regulatory experience, holds a BSC in Finance from Syracuse University and a Juris Doctorate from Rutgers School of Law, Newark.